Koss John C Jr's Form 4 filing
Koss Corp (KOSS) · filed Aug 31, 2021
- Accession no.
- 0001209191-21-054060
- Filed
- Aug 31, 2021
- Trade date
- Aug 27-30, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $271.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Koss John C JrCIK 0001217521 | Officer (Vice President - Sales), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $1.90 | +$19,000 | 161,028 | Direct | |
| Aug 27, 2021 | Common Stock | SSaleDisposed | −10,000 | $18.06 | −$180,600 | 151,028 | Direct | |
| Aug 30, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $1.90 | +$9,500 | 156,028 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −5,000 | $18.26 | −$91,300 | 151,028 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 90,000 | Direct | |
| Aug 30, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 85,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.