Koss Michael J's Form 4 filing
Koss Corp (KOSS) · filed Aug 31, 2021
- Accession no.
- 0001209191-21-054059
- Filed
- Aug 31, 2021
- Trade date
- Aug 27-30, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $181.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Koss Michael JCIK 0001190293 | Director, Officer (President and CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Common Stock | MOption exerciseAcquired | +4,600 | $1.95 | +$8,970 | 779,507 | Direct | |
| Aug 27, 2021 | Common Stock | SSaleDisposed | −4,600 | $18.06 | −$83,076 | 774,907 | Direct | |
| Aug 30, 2021 | Common Stock | MOption exerciseAcquired | +5,400 | $1.95 | +$10,530 | 780,307 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −5,400 | $18.28 | −$98,712 | 774,907 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Common Stock | MOption exerciseDisposed | −4,600 | $0.00 | $0 | 23,900 | Direct | |
| Aug 30, 2021 | Common Stock | MOption exerciseDisposed | −5,400 | $0.00 | $0 | 18,500 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.