Hope James D's Form 4 filing
Performance Food Group Co (PFGC) · filed Aug 27, 2021
- Accession no.
- 0001209191-21-053750
- Filed
- Aug 27, 2021
- Trade date
- Aug 26-27, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.05M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hope James DCIK 0001399884 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2021 | Common Stock | MOption exerciseAcquired | +19,569 | $28.80 | +$563,587.2 | 167,382 | Direct | |
| Aug 26, 2021 | Common Stock | SSaleDisposed | −19,569 | $46.54F1 | −$910,741.26 | 147,813 | Direct | |
| Aug 26, 2021 | Common Stock | MOption exerciseAcquired | +12,608 | $32.50 | +$409,760 | 160,421 | Direct | |
| Aug 26, 2021 | Common Stock | SSaleDisposed | −12,608 | $45.92F2 | −$578,959.36 | 147,813 | Direct | |
| Aug 27, 2021 | Common Stock | MOption exerciseAcquired | +11,600 | $26.57 | +$308,212 | 159,413 | Direct | |
| Aug 27, 2021 | Common Stock | SSaleDisposed | −11,600 | $47.88F3 | −$555,408 | 147,813 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2021 | Common Stock | MOption exerciseDisposed | −19,569 | $0.00 | $0 | 6,524 | Direct | |
| Aug 26, 2021 | Common Stock | MOption exerciseDisposed | −12,608 | $0.00 | $0 | 12,609 | Direct | |
| Aug 27, 2021 | Common Stock | MOption exerciseDisposed | −11,600 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price of all shares sold. The shares were sold in multiple transactions at prices ranging in price from $46.24 to $46.33. The reporting person undertakes to provide to Performance Food Group Company, any security holder of Performance Food Group Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price of all shares sold. The shares were sold in multiple transactions at prices ranging in price from $45.50 to $46.33. The reporting person undertakes to provide to Performance Food Group Company, any security holder of Performance Food Group Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price of all shares sold. The shares were sold in multiple transactions at prices ranging in price from $47.80 to $48.09. The reporting person undertakes to provide to Performance Food Group Company, any security holder of Performance Food Group Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 to this Form 4.
Referenced by the price of 1 transaction in Table I.
Remarks
Title: Executive Vice President and Chief Financial Officer