Lu Keh Shew's Form 4 filing
Diodes Inc (DIOD) · filed Aug 27, 2021
- Accession no.
- 0001209191-21-053724
- Filed
- Aug 27, 2021
- Trade date
- Aug 24-26, 2021
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $1.36M. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lu Keh ShewCIK 0001196531 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2021 | Diodes Incorporated Common Stock | GGiftDisposed | −15,000 | $0.00 | $0 | 332,638 | Direct | |
| Aug 25, 2021 | Diodes Incorporated Common Stock | SSaleDisposed | −8,600 | $93.22F2 | −$801,692 | 324,038 | Direct | |
| Aug 26, 2021 | Diodes Incorporated Common Stock | SSaleDisposed | −2,210 | $94.26F3 | −$208,314.6 | 321,828 | Direct | |
| Aug 26, 2021 | Diodes Incorporated Common Stock | SSaleDisposed | −3,710 | $94.18F4 | −$349,407.8 | 390,961 | Indirect | |
| Aug 24, 2021 | Diodes Incorporated Common Stock | GGiftAcquired | +15,000 | $0.00 | $0 | 70,655 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.50 to $93.63, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.15 to $94.50, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.81 to $94.485, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
Referenced by the price of 1 transaction in Table I.