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Crockett Todd's Form 4 filing

ZoomInfo Technologies Inc. (GTM) · filed Aug 27, 2021

Accession no.
0001209191-21-053626
Filed
Aug 27, 2021
Trade date
Aug 25, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 20 non-derivative transactions and 10 derivative transactions. Open-market sales total $15.8M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Crockett ToddCIK 0001356054Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 25, 2021Class A Common StockCConversionAcquired+135,235–F1–135,235IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionAcquired+3,491–F1–3,491IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionAcquired+23,355–F1–23,355IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionAcquired+5,023–F1–5,023IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionAcquired+167–F1–167IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionAcquired+8,844–F1–8,844IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionAcquired+7,935–F1–7,935IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionAcquired+668–F10–668IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionAcquired+35,375–F10–35,375IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionAcquired+31,737–F10–31,737IndirectDuplicate filing
Aug 25, 2021Class A Common StockSSaleDisposed−135,235$62.65F15−$8,472,472.750IndirectDuplicate filing
Aug 25, 2021Class A Common StockSSaleDisposed−3,491$62.65F15−$218,711.150IndirectDuplicate filing
Aug 25, 2021Class A Common StockSSaleDisposed−23,355$62.65F15−$1,463,190.750IndirectDuplicate filing
Aug 25, 2021Class A Common StockSSaleDisposed−5,023$62.65F15−$314,690.950IndirectDuplicate filing
Aug 25, 2021Class A Common StockSSaleDisposed−167$62.65F15−$10,462.550IndirectDuplicate filing
Aug 25, 2021Class A Common StockSSaleDisposed−8,844$62.65F15−$554,076.60IndirectDuplicate filing
Aug 25, 2021Class A Common StockSSaleDisposed−7,935$62.65F15−$497,127.750IndirectDuplicate filing
Aug 25, 2021Class A Common StockSSaleDisposed−668$62.65F15−$41,850.20IndirectDuplicate filing
Aug 25, 2021Class A Common StockSSaleDisposed−35,375$62.65F15−$2,216,243.750IndirectDuplicate filing
Aug 25, 2021Class A Common StockSSaleDisposed−31,737$62.65F15−$1,988,323.050IndirectDuplicate filing

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 25, 2021Class A Common StockCConversionDisposed−135,235$0.00$034,527,913IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionDisposed−3,491$0.00$0891,348IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionDisposed−23,355$0.00$05,962,937IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionDisposed−5,023$0.00$01,282,350IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionDisposed−167$0.00$043,762IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionDisposed−8,844$0.00$02,320,279IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionDisposed−7,935$0.00$02,083,640IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionDisposed−668$0.00$0170,313IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionDisposed−35,375$0.00$09,031,769IndirectDuplicate filing
Aug 25, 2021Class A Common StockCConversionDisposed−31,737$0.00$08,103,042IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.

Referenced by the price of 7 transactions in Table I.

F10

Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.

Referenced by the price of 3 transactions in Table I.

F15

Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $62.50 to $63.08. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price.

Referenced by the price of 10 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)