Roeder Douglas A's Form 4 filing
Senseonics Holdings, Inc. (SENS) · filed Aug 26, 2021
- Accession no.
- 0001209191-21-053558
- Filed
- Aug 26, 2021
- Trade date
- Aug 24-25, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.21M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roeder Douglas ACIK 0001270735 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2021 | Common Stock | SSaleDisposed | −125,342 | $3.65 | −$457,498.3 | 60,483 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +128,817 | $1.35 | +$173,902.95 | 189,300 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +86,930 | $1.97 | +$171,252.1 | 276,230 | Direct | |
| Aug 25, 2021 | Common Stock | SSaleDisposed | −215,747 | $3.50 | −$755,114.5 | 60,483 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −128,817 | $0.00 | $0 | 0 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −86,930 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.