Koss John C Jr's Form 4 filing
Koss Corp (KOSS) · filed Aug 26, 2021
- Accession no.
- 0001209191-21-053529
- Filed
- Aug 26, 2021
- Trade date
- Aug 24, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.38M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Koss John C JrCIK 0001217521 | Officer (Vice President - Sales), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2021 | Common Stock | MOption exerciseAcquired | +25,000 | $1.95 | +$48,750 | 176,028 | Direct | |
| Aug 24, 2021 | Common Stock | MOption exerciseAcquired | +25,000 | $2.92 | +$73,000 | 201,028 | Direct | |
| Aug 24, 2021 | Common Stock | MOption exerciseAcquired | +25,000 | $2.17 | +$54,250 | 226,028 | Direct | |
| Aug 24, 2021 | Common Stock | SSaleDisposed | −36,263 | $17.40 | −$630,976.2 | 189,765 | Direct | |
| Aug 24, 2021 | Common Stock | SSaleDisposed | −13,737 | $18.27 | −$250,974.99 | 176,028 | Direct | |
| Aug 24, 2021 | Common Stock | SSaleDisposed | −25,000 | $20.06 | −$501,500 | 151,028 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2021 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 0 | Direct | |
| Aug 24, 2021 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 25,000 | Direct | |
| Aug 24, 2021 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 50,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.