Farrar James Thomas's Form 4 filing
City Office REIT, Inc. (CIO) · filed Aug 26, 2021
- Accession no.
- 0001209191-21-053493
- Filed
- Aug 26, 2021
- Trade date
- Aug 26, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $76.5K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Farrar James ThomasCIK 0001605307 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2021 | 6.625% Series A Cumulative Redeemable Preferred Stock | SSaleDisposed | −3,000 | $25.50F1 | −$76,500 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The securities were sold in one transaction at a price per preferred share of $25.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding this sale.
Referenced by the price of 1 transaction in Table I.