August Capital Strategic Partners V, L.P.'s Form 4 filing

PubMatic, Inc. (PUBM) · filed Aug 26, 2021

Accession no.: 0001209191-21-053478
Filed: Aug 26, 2021, 4:34 PM ET
Trade date: Aug 24-25, 2021
Filing delay: 2 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market sales total $1.46M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
August Capital Strategic Partners V, L.P.CIK 0001464232	10% Owner
Hornik DavidCIK 0001547378	10% Owner
August Capital Management V, L.L.C.CIK 0001547399	10% Owner
Hartenbaum HowardCIK 0001547424	10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Aug 24, 2021	Class A common stock	SSaleDisposed	−39,568	$27.80^F1	−$1,099,990.4	39,874	Direct
Aug 25, 2021	Class A common stock	SSaleDisposed	−12,712	$28.01^F3	−$356,063.12	40,000	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.52 to $28.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)