McDaniel Raymond W's Form 4/A amendment
AmendedMoodys Corp (MCO) · filed Aug 26, 2021
- Accession no.
- 0001209191-21-053458
- Filed
- Aug 26, 2021
- Trade date
- Aug 16, 2021
- Filing delay
- 10 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 18, 2021
This filing lists 1 non-derivative transaction. Open-market sales total $3.39M. It was filed 10 days after the trade.
This amendment replaces 0001209191-21-052205 (filed Aug 18, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McDaniel Raymond WCIK 0001195306 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | SSaleDisposed | −9,000 | $376.35F2 | −$3,387,150 | 14,972 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Sale of shares pursuant to a pre-arranged plan.
- F2
The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on August 25, 2021, with a valuation of $376.35 per share, which was reported to the reporting person on August 26, 2021.
Referenced by the price of 1 transaction in Table I.
- F3
As of the last statement dated June 30, 2021.