Novack David F's Form 4 filing
Dynavax Technologies Corp (DVAX) · filed Aug 25, 2021
- Accession no.
- 0001209191-21-053378
- Filed
- Aug 25, 2021
- Trade date
- Aug 13-24, 2021
- Filing delay
- 12 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $140.0K. It was filed 12 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Novack David FCIK 0001573072 | Officer (President & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Common Stock | AGrant or awardAcquired | +2,500 | $3.39 | +$8,475 | 109,899 | Direct | |
| Aug 23, 2021 | Common Stock | MOption exerciseAcquired | +4,167 | $4.50 | +$18,751.5 | 114,066 | Direct | |
| Aug 24, 2021 | Common Stock | SSaleDisposed | −10,000 | $14.00F3 | −$140,000 | 104,066 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2021 | Common Stock | MOption exerciseDisposed | −4,167 | –F5 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
All shares were sold at $14.00
Referenced by the price of 1 transaction in Table I.
- F5
Not applicable
Referenced by the price of 1 transaction in Table II.