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Burgess Justin's Form 4 filing

Dynavax Technologies Corp (DVAX) · filed Aug 25, 2021

Accession no.
0001209191-21-053374
Filed
Aug 25, 2021
Trade date
Aug 13-24, 2021
Filing delay
12 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $86.5K. It was filed 12 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Burgess JustinCIK 0001812025Officer (Principal Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 13, 2021Common StockAGrant or awardAcquired+2,500$3.39+$8,4759,489Direct
Aug 24, 2021Common StockSSaleDisposed−5,768$15.00F3−$86,5203,721Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

All shares were sold at $15.00.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)