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Crockett Todd's Form 4 filing

ZoomInfo Technologies Inc. (GTM) · filed Aug 25, 2021

Accession no.
0001209191-21-053320
Filed
Aug 25, 2021
Trade date
Aug 23, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 20 non-derivative transactions and 10 derivative transactions. Open-market sales total $32.8M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Crockett ToddCIK 0001356054Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 23, 2021Class A Common StockCConversionAcquired+281,173–F1–281,173IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionAcquired+7,259–F1–7,259IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionAcquired+48,558–F1–48,558IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionAcquired+10,443–F1–10,443IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionAcquired+347–F1–347IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionAcquired+18,387–F1–18,387IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionAcquired+16,497–F1–16,497IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionAcquired+1,387–F10–1,387IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionAcquired+73,550–F10–73,550IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionAcquired+65,986–F10–65,986IndirectDuplicate filing
Aug 23, 2021Class A Common StockSSaleDisposed−281,173$62.59F15−$17,598,618.070IndirectDuplicate filing
Aug 23, 2021Class A Common StockSSaleDisposed−7,259$62.59F15−$454,340.810IndirectDuplicate filing
Aug 23, 2021Class A Common StockSSaleDisposed−48,558$62.59F15−$3,039,245.220IndirectDuplicate filing
Aug 23, 2021Class A Common StockSSaleDisposed−10,443$62.59F15−$653,627.370IndirectDuplicate filing
Aug 23, 2021Class A Common StockSSaleDisposed−347$62.59F15−$21,718.730IndirectDuplicate filing
Aug 23, 2021Class A Common StockSSaleDisposed−18,387$62.59F15−$1,150,842.330IndirectDuplicate filing
Aug 23, 2021Class A Common StockSSaleDisposed−16,497$62.59F15−$1,032,547.230IndirectDuplicate filing
Aug 23, 2021Class A Common StockSSaleDisposed−1,387$62.59F15−$86,812.330IndirectDuplicate filing
Aug 23, 2021Class A Common StockSSaleDisposed−73,550$62.59F15−$4,603,494.50IndirectDuplicate filing
Aug 23, 2021Class A Common StockSSaleDisposed−65,986$62.59F15−$4,130,063.740IndirectDuplicate filing

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 23, 2021Class A Common StockCConversionDisposed−281,173$0.00$034,712,821IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionDisposed−7,259$0.00$0896,122IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionDisposed−48,558$0.00$05,994,871IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionDisposed−10,443$0.00$01,289,218IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionDisposed−347$0.00$043,991IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionDisposed−18,387$0.00$02,332,372IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionDisposed−16,497$0.00$02,094,490IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionDisposed−1,387$0.00$0171,226IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionDisposed−73,550$0.00$09,080,138IndirectDuplicate filing
Aug 23, 2021Class A Common StockCConversionDisposed−65,986$0.00$08,146,437IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.

Referenced by the price of 7 transactions in Table I.

F10

Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.

Referenced by the price of 3 transactions in Table I.

F15

Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $62.50 to $63.05. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price.

Referenced by the price of 10 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)