Lu Keh Shew's Form 4 filing
Diodes Inc (DIOD) · filed Aug 25, 2021
- Accession no.
- 0001209191-21-053317
- Filed
- Aug 25, 2021
- Trade date
- Aug 23-24, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions. Open-market sales total $2.80M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lu Keh ShewCIK 0001196531 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2021 | Diodes Incorporated Common Stock | SSaleDisposed | −3,000 | $91.00 | −$273,000 | 354,038 | Direct | |
| Aug 23, 2021 | Diodes Incorporated Common Stock | SSaleDisposed | −3,000 | $91.50 | −$274,500 | 351,038 | Direct | |
| Aug 23, 2021 | Diodes Incorporated Common Stock | SSaleDisposed | −3,000 | $92.00 | −$276,000 | 348,038 | Direct | |
| Aug 24, 2021 | Diodes Incorporated Common Stock | SSaleDisposed | −200 | $92.52 | −$18,504 | 347,838 | Direct | |
| Aug 24, 2021 | Diodes Incorporated Common Stock | SSaleDisposed | −200 | $92.51 | −$18,502 | 347,638 | Direct | |
| Aug 23, 2021 | Diodes Incorporated Common Stock | SSaleDisposed | −3,000 | $91.30 | −$273,900 | 412,671 | Indirect | |
| Aug 23, 2021 | Diodes Incorporated Common Stock | SSaleDisposed | −3,000 | $91.80 | −$275,400 | 409,671 | Indirect | |
| Aug 23, 2021 | Diodes Incorporated Common Stock | SSaleDisposed | −3,000 | $92.30 | −$276,900 | 406,671 | Indirect | |
| Aug 23, 2021 | Diodes Incorporated Common Stock | SSaleDisposed | −3,000 | $92.60 | −$277,800 | 403,671 | Indirect | |
| Aug 24, 2021 | Diodes Incorporated Common Stock | SSaleDisposed | −3,000 | $93.00 | −$279,000 | 400,671 | Indirect | |
| Aug 24, 2021 | Diodes Incorporated Common Stock | SSaleDisposed | −3,000 | $93.25 | −$279,750 | 397,671 | Indirect | |
| Aug 24, 2021 | Diodes Incorporated Common Stock | SSaleDisposed | −3,000 | $93.50 | −$280,500 | 394,671 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.