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Ehrlich Jason's Form 4 filing

Kodiak Sciences Inc. (KOD) · filed Aug 24, 2021

Accession no.
0001209191-21-053158
Filed
Aug 24, 2021
Trade date
Aug 20, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $635.5K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ehrlich JasonCIK 0001754049Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 20, 2021Common StockMOption exerciseAcquired+5,258$10.29+$54,104.8258,491Direct
Aug 20, 2021Common StockSSaleDisposed−404$88.17−$35,620.6858,087Direct
Aug 20, 2021Common StockSSaleDisposed−510$89.06−$45,420.657,577Direct
Aug 20, 2021Common StockSSaleDisposed−542$90.64−$49,126.8857,035Direct
Aug 20, 2021Common StockSSaleDisposed−3,193$91.60−$292,478.853,842Direct
Aug 20, 2021Common StockSSaleDisposed−2,278$92.52−$210,760.5651,564Direct
Aug 20, 2021Common StockSSaleDisposed−23$93.04−$2,139.9251,541Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 20, 2021Common StockMOption exerciseDisposed−5,258$0.00$0253,288Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)