Skip to main content

Cross Shawn's Form 4 filing

Applied Molecular Transport Inc. (AMTI) · filed Aug 23, 2021

Accession no.
0001209191-21-053042
Filed
Aug 23, 2021
Trade date
Aug 19-23, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $301.2K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cross ShawnCIK 0001734779Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 19, 2021Common StockMOption exerciseAcquired+300$4.61+$1,383300Direct
Aug 19, 2021Common StockSSaleDisposed−300$30.01−$9,0030Direct
Aug 23, 2021Common StockMOption exerciseAcquired+9,700$4.61+$44,7179,700Direct
Aug 23, 2021Common StockSSaleDisposed−9,700$30.12−$292,1640Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 19, 2021Common StockMOption exerciseDisposed−300$0.00$0309,700Direct
Aug 23, 2021Common StockMOption exerciseDisposed−9,700$0.00$0300,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)