Rowley Paul J's Form 4 filing
American States Water Co (AWR) · filed Aug 23, 2021
- Accession no.
- 0001209191-21-053020
- Filed
- Aug 23, 2021
- Trade date
- Jun 2-Aug 23, 2021
- Filing delay
- 82 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $227.4K. It was filed 82 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rowley Paul JCIK 0001665477 | Officer (VP OF OPERATIONS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2021 | Common Shares | AGrant or awardAcquired | +4.91 | $78.85 | +$387.15 | 4,747.54 | Direct | |
| Aug 23, 2021 | Common Shares | SSaleDisposed | −2,389 | $91.00 | −$217,399 | 2,358.54 | Direct | |
| Aug 23, 2021 | Common Shares | SSaleDisposed | −40 | $91.05 | −$3,642 | 2,318.54 | Direct | |
| Aug 23, 2021 | Common Shares | SSaleDisposed | −70 | $91.08 | −$6,375.6 | 2,248.54 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.