McPherson Kevin M's Form 4 filing
Marketaxess Holdings IncMKTX · filed Aug 23, 2021
- Accession no.
- 0001209191-21-052967
- Filed
- Aug 23, 2021
- Trade date
- Aug 19-20, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.57M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McPherson Kevin MCIK 0001704380 | Officer (Global Head of Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2021 | Common Stock, par value $0.003 per share | MOption exerciseAcquired | +535 | $103.30 | +$55,265.5 | 71,623 | Direct | |
| Aug 19, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −535 | $474.02F1 | −$253,600.7 | 71,088 | Direct | |
| Aug 20, 2021 | Common Stock, par value $0.003 per share | MOption exerciseAcquired | +4,864 | $103.30 | +$502,451.2 | 75,952 | Direct | |
| Aug 20, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −3,813 | $475.22F2 | −$1,812,013.86 | 72,139 | Direct | |
| Aug 20, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −1 | $475.86 | −$475.86 | 72,138 | Direct | |
| Aug 20, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −403 | $478.24F3 | −$192,730.72 | 71,735 | Direct | |
| Aug 20, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −647 | $480.04F4 | −$310,585.88 | 71,088 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2021 | Common Stock | MOption exerciseDisposed | −535 | $0.00 | $0 | 5,800 | Direct | |
| Aug 20, 2021 | Common Stock | MOption exerciseDisposed | −4,864 | $0.00 | $0 | 936 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transactions were executed in multiple trades at prices ranging from $474.00 to $474.14. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F2
The transactions were executed in multiple trades at prices ranging from $474.78 to $475.77. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F3
The transactions were executed in multiple trades at prices ranging from $478.00 to $478.84. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F4
The transactions were executed in multiple trades at prices ranging from $479.71 to $480.62. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.