McPherson Kevin M's Form 4 filing
Marketaxess Holdings Inc (MKTX) · filed Aug 23, 2021
- Accession no.
- 0001209191-21-052967
- Filed
- Aug 23, 2021
- Trade date
- Aug 19-20, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.57M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McPherson Kevin MCIK 0001704380 | Officer (Global Head of Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2021 | Common Stock, par value $0.003 per share | MOption exerciseAcquired | +535 | $103.30 | +$55,265.5 | 71,623 | Direct | |
| Aug 19, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −535 | $474.02 | −$253,600.7 | 71,088 | Direct | |
| Aug 20, 2021 | Common Stock, par value $0.003 per share | MOption exerciseAcquired | +4,864 | $103.30 | +$502,451.2 | 75,952 | Direct | |
| Aug 20, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −3,813 | $475.22 | −$1,812,013.86 | 72,139 | Direct | |
| Aug 20, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −1 | $475.86 | −$475.86 | 72,138 | Direct | |
| Aug 20, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −403 | $478.24 | −$192,730.72 | 71,735 | Direct | |
| Aug 20, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −647 | $480.04 | −$310,585.88 | 71,088 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2021 | Common Stock | MOption exerciseDisposed | −535 | $0.00 | $0 | 5,800 | Direct | |
| Aug 20, 2021 | Common Stock | MOption exerciseDisposed | −4,864 | $0.00 | $0 | 936 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.