Chiarello Guy's Form 4 filing
Fiserv Inc (FISV) · filed Aug 23, 2021
- Accession no.
- 0001209191-21-052959
- Filed
- Aug 23, 2021
- Trade date
- May 12-Aug 23, 2021
- Filing delay
- 103 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.06M. It was filed 103 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chiarello GuyCIK 0001654667 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 12, 2021 | Common Stock | GGiftDisposed | −37,381 | $0.00 | $0 | 0 | Indirect | |
| May 12, 2021 | Common Stock | GGiftAcquired | +37,381 | $0.00 | $0 | 37,381 | Indirect | |
| Aug 19, 2021 | Common Stock | MOption exerciseAcquired | +40,000 | $36.54 | +$1,461,600 | 237,375 | Direct | |
| Aug 19, 2021 | Common Stock | SSaleDisposed | −40,000 | $117.71F2 | −$4,708,400 | 197,375 | Direct | |
| Aug 23, 2021 | Common Stock | MOption exerciseAcquired | +20,000 | $36.54 | +$730,800 | 217,375 | Direct | |
| Aug 23, 2021 | Common Stock | SSaleDisposed | −20,000 | $117.64F3 | −$2,352,800 | 197,375 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2021 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 269,292 | Direct | |
| Aug 23, 2021 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 249,292 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $117.705 to $117.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $117.50 to $117.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.