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Chuang Peiyen's Form 4 filing

ContextLogic Holdings Inc. (LOGC) · filed Aug 19, 2021

Accession no.
0001209191-21-052689
Filed
Aug 19, 2021, 9:43 PM ET
Trade date
Aug 15-19, 2021
Filing delay
4 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 21 derivative transactions. Open-market sales total $87.4K. It was filed 4 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Chuang PeiyenCIK 0001831819Officer (Vice President of Operations)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 15, 2021Class A Common StockCConversionAcquired+6,143$0.00$0103,919Direct
Aug 15, 2021Class A Common StockMOption exerciseAcquired+17,197$0.00$0121,116Direct
Aug 16, 2021Class A Common StockSSaleDisposed−12,633$6.92F3−$87,395.09108,483Direct
Aug 17, 2021Class A Common StockCConversionAcquired+20,000$0.238+$4,760128,483Direct
Aug 18, 2021Class A Common StockCConversionAcquired+10,000$0.238+$2,380138,483Direct
Aug 19, 2021Class A Common StockCConversionAcquired+5,000$0.238+$1,190143,483Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 15, 2021Class B Common StockMOption exerciseDisposed−340$0.00$03,000Direct
Aug 15, 2021Class A Common StockMOption exerciseAcquired+340$0.00$0340Direct
Aug 15, 2021Class B Common StockMOption exerciseDisposed−350$0.00$07,290Direct
Aug 15, 2021Class A Common StockMOption exerciseAcquired+350$0.00$0690Direct
Aug 15, 2021Class B Common StockMOption exerciseDisposed−2,630$0.00$044,760Direct
Aug 15, 2021Class A Common StockMOption exerciseAcquired+2,630$0.00$03,320Direct
Aug 15, 2021Class B Common StockMOption exerciseDisposed−740$0.00$017,800Direct
Aug 15, 2021Class A Common StockMOption exerciseAcquired+740$0.00$04,060Direct
Aug 15, 2021Class B Common StockMOption exerciseDisposed−2,083$0.00$077,087Direct
Aug 15, 2021Class A Common StockMOption exerciseAcquired+2,083$0.00$06,143Direct
Aug 15, 2021Class A Common StockCConversionDisposed−6,143$0.00$00Direct
Aug 15, 2021Class A Common StockMOption exerciseDisposed−17,197$0.00$0257,960Direct
Aug 17, 2021Class B Common StockMOption exerciseDisposed−20,000$0.238−$4,760229,000Direct
Aug 17, 2021Class A Common StockMOption exerciseAcquired+20,000$0.00$020,000Direct
Aug 17, 2021Class A Common StockCConversionDisposed−20,000$0.00$00Direct
Aug 18, 2021Class B Common StockMOption exerciseDisposed−10,000$0.238−$2,380219,000Direct
Aug 18, 2021Class A Common StockMOption exerciseAcquired+10,000$0.00$010,000Direct
Aug 18, 2021Class A Common StockCConversionDisposed−10,000$0.00$00Direct
Aug 19, 2021Class B Common StockMOption exerciseDisposed−5,000$0.238−$1,190214,000Direct
Aug 19, 2021Class A Common StockMOption exerciseAcquired+5,000$0.00$05,000Direct
Aug 19, 2021Class A Common StockCConversionDisposed−5,000$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.755 to $6.930. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)