Huggenberger Raymond's Form 4 filing
Inogen Inc (INGN) · filed Aug 18, 2021
- Accession no.
- 0001209191-21-052418
- Filed
- Aug 18, 2021
- Trade date
- Aug 16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $413.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Huggenberger RaymondCIK 0001596078 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +4,000 | $38.54 | +$154,160 | 21,583 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +2,594 | $38.54 | +$99,972.76 | 24,177 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −1,000 | $61.36F2 | −$61,360 | 23,177 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −2,990 | $62.70F3 | −$187,473 | 20,187 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −2,604 | $63.19F4 | −$164,546.76 | 17,583 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 15,806 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −2,594 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 1,000 shares sold in the price range of $60.93 to $61.91 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 2,990 shares sold in the price range of $62.00 to $62.99 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of an aggregate total of 2,604 shares sold in the price range of $63.00 to $63.41 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.