Francese James E's Form 4 filing
Staar Surgical Co (STAA) · filed Aug 18, 2021
- Accession no.
- 0001209191-21-052340
- Filed
- Aug 18, 2021
- Trade date
- Aug 18, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.20M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Francese James ECIK 0001571478 | Officer (Sr. VP, Comm. Ops., NA, APAC) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $7.52 | +$37,600 | 57,630 | Direct | |
| Aug 18, 2021 | Common Stock | MOption exerciseAcquired | +3,664 | $16.15 | +$59,173.6 | 61,294 | Direct | |
| Aug 18, 2021 | Common Stock | MOption exerciseAcquired | +6,336 | $29.80 | +$188,812.8 | 67,630 | Direct | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −15,000 | $146.91 | −$2,203,650 | 52,630 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 13,075 | Direct | |
| Aug 18, 2021 | Common Stock | MOption exerciseDisposed | −3,664 | $0.00 | $0 | 6,836 | Direct | |
| Aug 18, 2021 | Common Stock | MOption exerciseDisposed | −6,336 | $0.00 | $0 | 7,148 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.