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Socks David A's Form 4 filing

Phathom Pharmaceuticals, Inc. (PHAT) · filed Aug 18, 2021

Accession no.
0001209191-21-052287
Filed
Aug 18, 2021
Trade date
Aug 16, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $562.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Socks David ACIK 0001378847Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 16, 2021Common StockSSaleDisposed−4,209$30.47−$128,248.231,261,137Indirect
Aug 16, 2021Common StockSSaleDisposed−13,791$31.49−$434,278.591,247,346Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)