Glenn Gregory M's Form 4 filing
Novavax Inc (NVAX) · filed Aug 18, 2021
- Accession no.
- 0001209191-21-052280
- Filed
- Aug 18, 2021
- Trade date
- Aug 16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 20 non-derivative transactions and 2 derivative transactions. Open-market sales total $435.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Glenn Gregory MCIK 0001342823 | Officer (President, R&D) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +544 | $27.60 | +$15,014.4 | 4,605 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +1,322 | $46.00 | +$60,812 | 5,927 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −55 | $223.26 | −$12,279.3 | 5,872 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −57 | $225.98 | −$12,880.86 | 5,815 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −141 | $227.79 | −$32,118.39 | 5,674 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −101 | $228.79 | −$23,107.79 | 5,573 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −219 | $230.00 | −$50,370 | 5,354 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −204 | $231.27 | −$47,179.08 | 5,150 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −274 | $232.15 | −$63,609.1 | 4,876 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −153 | $233.17 | −$35,675.01 | 4,723 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −177 | $234.38 | −$41,485.26 | 4,546 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −13 | $234.88 | −$3,053.44 | 4,533 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −48 | $236.22 | −$11,338.56 | 4,485 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −63 | $237.92 | −$14,988.96 | 4,422 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −61 | $239.32 | −$14,598.52 | 4,361 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −78 | $240.37 | −$18,748.86 | 4,283 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −107 | $242.99 | −$25,999.93 | 4,176 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −50 | $244.99 | −$12,249.5 | 4,126 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −51 | $246.72 | −$12,582.72 | 4,075 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −14 | $248.98 | −$3,485.72 | 4,061 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −544 | $0.00 | $0 | 2,587 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −1,322 | $0.00 | $0 | 10,592 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.