Bergman James R's Form 4 filing
Maxim Integrated Products Inc (MXIM) · filed Aug 18, 2021
- Accession no.
- 0001209191-21-052273
- Filed
- Aug 18, 2021
- Trade date
- Nov 16, 2018-May 14, 2021
- Filing delay
- 1,006 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $241.8K. It was filed 1006 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bergman James RCIK 0000937441 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2018 | Common Stock | SSaleDisposed | −2,000 | $53.04 | −$106,080 | 12,000 | Indirect | |
| Sep 12, 2019 | Common Stock | SSaleDisposed | −1,000 | $59.76 | −$59,760 | 11,000 | Indirect | |
| May 14, 2021 | Common Stock | SSaleDisposed | −827 | $91.90 | −$76,001.3 | 66,162 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.