Tan Lip Bu's Form 4 filing
Cadence Design Systems Inc (CDNS) · filed Aug 17, 2021
- Accession no.
- 0001209191-21-052130
- Filed
- Aug 17, 2021
- Trade date
- Aug 16, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.58M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tan Lip BuCIK 0001008463 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | FTax withholdingDisposed | −4,154 | $151.87 | −$630,867.98 | 739,766 | Direct | |
| Aug 16, 2021 | Common Stock | GGiftDisposed | −3,782 | $0.00 | $0 | 735,984 | Direct | |
| Aug 16, 2021 | Common Stock | GGiftAcquired | +3,782 | $0.00 | $0 | 1,308,915 | Indirect | |
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +50,000 | $17.16 | +$858,000 | 785,984 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −37,100 | $151.40 | −$5,616,940 | 748,884 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −12,900 | $152.02 | −$1,961,058 | 735,984 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −50,000 | $0.00 | $0 | 100,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.