Merrill Gary's Form 4 filing
Commvault Systems Inc (CVLT) · filed Aug 17, 2021
- Accession no.
- 0001209191-21-052109
- Filed
- Aug 17, 2021
- Trade date
- Aug 13-17, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $299.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Merrill GaryCIK 0001560814 | Officer (Chief - Business Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Common Stock | AGrant or awardAcquired | +61.91 | $60.57 | +$3,749.89 | 2,986.91 | Direct | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −61.91 | $74.83 | −$4,632.73 | 2,925 | Direct | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −1,098 | $74.80F2 | −$82,130.4 | 1,827 | Direct | |
| Aug 17, 2021 | Common Stock | MOption exerciseAcquired | +2,831 | $45.44 | +$128,640.64 | 4,658 | Direct | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −2,831 | $74.98F3 | −$212,268.38 | 1,827 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2021 | Common Stock | MOption exerciseDisposed | −2,831 | $45.44 | −$128,640.64 | 19,819 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.77 to $74.81.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.91 to $75.03, inclusive.
Referenced by the price of 1 transaction in Table I.