Forshay Steven E's Form 4 filing
Dolby Laboratories, Inc. (DLB) · filed Aug 17, 2021
- Accession no.
- 0001209191-21-052070
- Filed
- Aug 17, 2021
- Trade date
- Aug 16, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.55M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Forshay Steven ECIK 0001315522 | Officer (SVP, Advanced Technology Group) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Class A Common Stock | MOption exerciseAcquired | +17,280 | $62.32 | +$1,076,889.6 | 75,125.83 | Direct | |
| Aug 16, 2021 | Class A Common Stock | SSaleDisposed | −17,280 | $101.05F2 | −$1,746,144 | 57,845.83 | Direct | |
| Aug 16, 2021 | Class A Common Stock | MOption exerciseAcquired | +1,125 | $64.60 | +$72,675 | 58,970.83 | Direct | |
| Aug 16, 2021 | Class A Common Stock | SSaleDisposed | −1,125 | $101.89F3 | −$114,626.25 | 57,845.83 | Direct | |
| Aug 16, 2021 | Class A Common Stock | MOption exerciseAcquired | +6,750 | $62.32 | +$420,660 | 64,595.83 | Direct | |
| Aug 16, 2021 | Class A Common Stock | SSaleDisposed | −6,750 | $101.85F4 | −$687,487.5 | 57,845.83 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Class A Common Stock | MOption exerciseDisposed | −17,280 | $0.00 | $0 | 0 | Direct | |
| Aug 16, 2021 | Class A Common Stock | MOption exerciseDisposed | −1,125 | $0.00 | $0 | 0 | Direct | |
| Aug 16, 2021 | Class A Common Stock | MOption exerciseDisposed | −6,750 | $0.00 | $0 | 3,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The shares were sold in multiple transactions at prices ranging from $101.011 to $101.22, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
The shares were sold in multiple transactions at prices ranging from $101.89 to $101.90, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $101.83 to $101.89. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.