Price Robert E's Form 4 filing
Pricesmart Inc (PSMT) · filed Aug 17, 2021
- Accession no.
- 0001209191-21-052036
- Filed
- Aug 17, 2021
- Trade date
- Aug 16-17, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $1.63M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Price Robert ECIK 0000934818 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | SSaleDisposed | −4,672 | $82.01F2 | −$383,150.72 | 971,246 | Indirect | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −328 | $82.32F4 | −$27,000.96 | 970,918 | Indirect | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −2,363 | $80.74F5 | −$190,788.62 | 968,555 | Indirect | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −2,637 | $81.28F6 | −$214,335.36 | 965,918 | Indirect | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −4,673 | $82.01F2 | −$383,232.73 | 1,231,998 | Indirect | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −327 | $82.32F4 | −$26,918.64 | 1,231,671 | Indirect | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −2,363 | $80.74F5 | −$190,788.62 | 1,229,308 | Indirect | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −2,637 | $81.28F6 | −$214,335.36 | 1,226,671 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $81.29 to $82.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $82.29 to $82.415. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $80.10 to $81.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $81.10 to $81.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
Remarks
The reporting person's wife, Allison Price, may also be deemed a greater than 10% beneficial owner of the Issuer's securities in her capacity as co-trustee of each of the trusts identified herein. As such, this Form 4 filing shall be deemed to constitute a Form 4 filing on behalf of both the reporting person and his wife, Allison Price.