Tennenbaum Ross's Form 4 filing
Avalara, Inc. (AVLR) · filed Aug 17, 2021
- Accession no.
- 0001209191-21-052032
- Filed
- Aug 17, 2021
- Trade date
- Aug 16, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $261.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tennenbaum RossCIK 0001807571 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +926 | $55.10 | +$51,022.6 | 65,643 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +654 | $67.27 | +$43,994.58 | 66,297 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −1,580 | $165.17 | −$260,968.6 | 64,717 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −926 | $0.00 | $0 | 17,593 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −654 | $0.00 | $0 | 20,277 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Chief Financial Officer and Treasurer