Majors Cary L's Form 4 filing
STERIS plcSTE · filed Aug 17, 2021
- Accession no.
- 0001209191-21-051874
- Filed
- Aug 17, 2021
- Trade date
- Aug 13, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.40M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Majors Cary LCIK 0001776271 | Officer (Sr VP N America Com Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Ordinary Shares | AGrant or awardAcquired | +10,000 | $0.00 | $0 | 24,955 | Direct | |
| Aug 13, 2021 | Ordinary Shares | SSaleDisposed | −10,000 | $218.43F2 | −$2,184,300 | 14,955 | Direct | |
| Aug 13, 2021 | Ordinary Shares | SSaleDisposed | −701 | $218.62 | −$153,252.62 | 14,254 | Direct | |
| Aug 13, 2021 | Ordinary Shares | SSaleDisposed | −299 | $218.64 | −$65,373.36 | 13,955 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Ordinary Shares | AGrant or awardAcquired | +10,000 | $0.00 | $0 | 4,932 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Price reflects a weighted average sale price for multiple transactions ranging from $218.35 to $218.53 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.