Anderson James L's Form 4 filing
American States Water Co (AWR) · filed Aug 16, 2021
- Accession no.
- 0001209191-21-051651
- Filed
- Aug 16, 2021
- Trade date
- Aug 13, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $311.2K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson James LCIK 0001130221 | Other: Ex-Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Common Shares | SSaleDisposed | −5 | $88.83 | −$444.15 | 28,477.77 | Direct | |
| Aug 13, 2021 | Common Shares | SSaleDisposed | −17 | $88.84 | −$1,510.28 | 28,460.77 | Direct | |
| Aug 13, 2021 | Common Shares | SSaleDisposed | −292 | $88.88 | −$25,952.96 | 28,168.77 | Direct | |
| Aug 13, 2021 | Common Shares | SSaleDisposed | −37 | $88.90 | −$3,289.3 | 28,131.77 | Direct | |
| Aug 13, 2021 | Common Shares | SSaleDisposed | −3,149 | $88.91 | −$279,977.59 | 24,982.77 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.