Blavatnik Len's Form 4 filing
Climb Bio, Inc. (CLYM) · filed Aug 16, 2021
- Accession no.
- 0001209191-21-051627
- Filed
- Aug 16, 2021, 4:21 PM ET
- Trade date
- Aug 12, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $10.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blavatnik LenCIK 0001326628 | Other: Affiliate of 10% Owner |
| Access Industries Holdings LLCCIK 0001391297 | Other: Affiliate of 10% Owner |
| Access Industries Management, LLCCIK 0001508226 | Other: Affiliate of 10% Owner |
| AI Eti LLCCIK 0001871741 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Common Stock | CConversionAcquired | +4,209,400 | $0.00 | $0 | 4,209,400 | Direct | |
| Aug 12, 2021 | Common Stock | PPurchaseAcquired | +800,000 | $12.50 | +$10,000,000 | 5,009,400 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Common Stock | CConversionDisposed | −3,568,375 | $0.00 | $0 | 0 | Direct | |
| Aug 12, 2021 | Common Stock | CConversionDisposed | −641,025 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.