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de Kruif John's Form 4 filing

Merus N.V. (MRUS) · filed Aug 16, 2021

Accession no.
0001209191-21-051528
Filed
Aug 16, 2021
Trade date
Aug 12, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $53.9K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
de Kruif JohnCIK 0001790353Officer (SVP & Chief Technology Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 12, 2021Common SharesMOption exerciseAcquired+3,333–F2–15,830Direct
Aug 12, 2021Common SharesMOption exerciseAcquired+2,239–F2–18,069Direct
Aug 12, 2021Common SharesSSaleDisposed−2,787$19.34F3−$53,900.5815,282Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 12, 2021Common SharesMOption exerciseDisposed−3,333$0.00$00Direct
Aug 12, 2021Common SharesMOption exerciseDisposed−2,239$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Exercise price is denominated in Euros at 1.93.

Referenced by the price of 2 transactions in Table I.

F3

Amount represents the weighted average price of shares sold, which ranged from $19.20 to $19.425. Details of individual transactions are available upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)