Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Aug 16, 2021
- Accession no.
- 0001209191-21-051524
- Filed
- Aug 16, 2021, 8:33 AM ET
- Trade date
- Aug 13, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market purchases total $369.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Common Stock | PPurchaseAcquired | +4,518 | $3.68 | +$16,603.65 | 192,976,212 | Indirect | |
| Aug 13, 2021 | Common Stock | PPurchaseAcquired | +13,682 | $3.68 | +$50,349.76 | 192,989,894 | Indirect | |
| Aug 13, 2021 | Common Stock | PPurchaseAcquired | +5,108 | $3.69 | +$18,822.98 | 192,995,002 | Indirect | |
| Aug 13, 2021 | Common Stock | PPurchaseAcquired | +2,292 | $3.69 | +$8,455.19 | 192,997,294 | Indirect | |
| Aug 13, 2021 | Common Stock | PPurchaseAcquired | +53,873 | $3.69 | +$198,791.37 | 193,051,167 | Indirect | |
| Aug 13, 2021 | Common Stock | PPurchaseAcquired | +500 | $3.70 | +$1,847.5 | 193,051,667 | Indirect | |
| Aug 13, 2021 | Common Stock | PPurchaseAcquired | +17,988 | $3.70 | +$66,555.6 | 193,069,655 | Indirect | |
| Aug 13, 2021 | Common Stock | PPurchaseAcquired | +700 | $3.71 | +$2,593.5 | 193,070,355 | Indirect | |
| Aug 13, 2021 | Common Stock | PPurchaseAcquired | +1,339 | $3.71 | +$4,967.69 | 193,071,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.