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Ta Associates, L.P.'s Form 4 filing

ZoomInfo Technologies Inc. (GTM) · filed Aug 13, 2021

Accession no.
0001209191-21-051503
Filed
Aug 13, 2021, 8:25 PM ET
Trade date
Aug 11, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 20 non-derivative transactions and 10 derivative transactions. Open-market sales total $431.1M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ta Associates, L.P.CIK 0001034569Director, 10% Owner
TA Atlantic & Pacific VII-A L.P.CIK 0001548681Director, 10% Owner
Ta Investors IV, L.P.CIK 0001578035Director, 10% Owner
Ta XI Do Aiv, L.P.CIK 0001609536Director, 10% Owner
TA XI DO Feeder, L.P.CIK 0001609539Director, 10% Owner
Ta SDF III Do Aiv, L.P.CIK 0001609553Director, 10% Owner
TA SDF III DO Feeder, L.P.CIK 0001609557Director, 10% Owner
TA AP VII-B DO Subsidiary Partnership, L.P.CIK 0001812579Director, 10% Owner
Ta SDF III Do Aiv II, L.P.CIK 0001812605Director, 10% Owner
Ta XI Do Aiv II, L.P.CIK 0001812606Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 11, 2021Class A Common StockCConversionAcquired+3,734,187–F1–3,734,187IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionAcquired+96,399–F1–96,399IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionAcquired+644,891–F1–644,891IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionAcquired+138,686–F1–138,686IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionAcquired+4,605–F1–4,605IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionAcquired+244,196–F1–244,196IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionAcquired+219,086–F1–219,086IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionAcquired+18,420–F10–18,420IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionAcquired+976,785–F10–976,785IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionAcquired+876,343–F10–876,343IndirectDuplicate filing
Aug 11, 2021Class A Common StockSSaleDisposed−3,734,187$62.00−$231,519,5940IndirectDuplicate filing
Aug 11, 2021Class A Common StockSSaleDisposed−96,399$62.00−$5,976,7380IndirectDuplicate filing
Aug 11, 2021Class A Common StockSSaleDisposed−644,891$62.00−$39,983,2420IndirectDuplicate filing
Aug 11, 2021Class A Common StockSSaleDisposed−138,686$62.00−$8,598,5320IndirectDuplicate filing
Aug 11, 2021Class A Common StockSSaleDisposed−4,605$62.00−$285,5100IndirectDuplicate filing
Aug 11, 2021Class A Common StockSSaleDisposed−244,196$62.00−$15,140,1520IndirectDuplicate filing
Aug 11, 2021Class A Common StockSSaleDisposed−219,086$62.00−$13,583,3320IndirectDuplicate filing
Aug 11, 2021Class A Common StockSSaleDisposed−18,420$62.00−$1,142,0400IndirectDuplicate filing
Aug 11, 2021Class A Common StockSSaleDisposed−976,785$62.00−$60,560,6700IndirectDuplicate filing
Aug 11, 2021Class A Common StockSSaleDisposed−876,343$62.00−$54,333,2660IndirectDuplicate filing

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 11, 2021Class A Common StockCConversionDisposed−3,734,187$0.00$035,184,367IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionDisposed−96,399$0.00$0908,297IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionDisposed−644,891$0.00$06,076,307IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionDisposed−138,686$0.00$01,306,732IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionDisposed−4,605$0.00$044,574IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionDisposed−244,196$0.00$02,363,209IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionDisposed−219,086$0.00$02,122,157IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionDisposed−18,420$0.00$0173,553IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionDisposed−976,785$0.00$09,203,486IndirectDuplicate filing
Aug 11, 2021Class A Common StockCConversionDisposed−876,343$0.00$08,257,100IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.

Referenced by the price of 7 transactions in Table I.

F10

Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.

Referenced by the price of 3 transactions in Table I.

Remarks

Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, Atlantic & Pacific VII-B has filed a separate Form 4.

Read the full filing on SEC EDGAR (opens in a new tab)