Crockett Todd's Form 4 filing
ZoomInfo Technologies Inc. (GTM) · filed Aug 13, 2021
- Accession no.
- 0001209191-21-051502
- Filed
- Aug 13, 2021
- Trade date
- Aug 11, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 20 non-derivative transactions and 10 derivative transactions. Open-market sales total $431.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Crockett ToddCIK 0001356054 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Class A Common Stock | CConversionAcquired | +3,734,187 | –F1 | – | 3,734,187 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionAcquired | +96,399 | –F1 | – | 96,399 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionAcquired | +644,891 | –F1 | – | 644,891 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionAcquired | +138,686 | –F1 | – | 138,686 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionAcquired | +4,605 | –F1 | – | 4,605 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionAcquired | +244,196 | –F1 | – | 244,196 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionAcquired | +219,086 | –F1 | – | 219,086 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionAcquired | +18,420 | –F10 | – | 18,420 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionAcquired | +976,785 | –F10 | – | 976,785 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionAcquired | +876,343 | –F10 | – | 876,343 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | SSaleDisposed | −3,734,187 | $62.00 | −$231,519,594 | 0 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | SSaleDisposed | −96,399 | $62.00 | −$5,976,738 | 0 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | SSaleDisposed | −644,891 | $62.00 | −$39,983,242 | 0 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | SSaleDisposed | −138,686 | $62.00 | −$8,598,532 | 0 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | SSaleDisposed | −4,605 | $62.00 | −$285,510 | 0 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | SSaleDisposed | −244,196 | $62.00 | −$15,140,152 | 0 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | SSaleDisposed | −219,086 | $62.00 | −$13,583,332 | 0 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | SSaleDisposed | −18,420 | $62.00 | −$1,142,040 | 0 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | SSaleDisposed | −976,785 | $62.00 | −$60,560,670 | 0 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | SSaleDisposed | −876,343 | $62.00 | −$54,333,266 | 0 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Class A Common Stock | CConversionDisposed | −3,734,187 | $0.00 | $0 | 35,184,367 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionDisposed | −96,399 | $0.00 | $0 | 908,297 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionDisposed | −644,891 | $0.00 | $0 | 6,076,307 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionDisposed | −138,686 | $0.00 | $0 | 1,306,732 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionDisposed | −4,605 | $0.00 | $0 | 44,574 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionDisposed | −244,196 | $0.00 | $0 | 2,363,209 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionDisposed | −219,086 | $0.00 | $0 | 2,122,157 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionDisposed | −18,420 | $0.00 | $0 | 173,553 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionDisposed | −976,785 | $0.00 | $0 | 9,203,486 | Indirect | Duplicate filing |
| Aug 11, 2021 | Class A Common Stock | CConversionDisposed | −876,343 | $0.00 | $0 | 8,257,100 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.
Referenced by the price of 7 transactions in Table I.
- F10
Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.
Referenced by the price of 3 transactions in Table I.