Gesten Samuel J's Form 4 filing
Staar Surgical Co (STAA) · filed Aug 13, 2021
- Accession no.
- 0001209191-21-051394
- Filed
- Aug 13, 2021
- Trade date
- Aug 12, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $4.00M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gesten Samuel JCIK 0001496615 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Common Stock | MOption exerciseAcquired | +6,667 | $16.15 | +$107,672.05 | 49,250 | Direct | |
| Aug 12, 2021 | Common Stock | MOption exerciseAcquired | +4,495 | $29.80 | +$133,951 | 53,746 | Direct | |
| Aug 12, 2021 | Common Stock | MOption exerciseAcquired | +11,364 | $35.98 | +$408,876.72 | 65,110 | Direct | |
| Aug 12, 2021 | Common Stock | MOption exerciseAcquired | +7,156 | $27.53 | +$197,004.68 | 72,266 | Direct | |
| Aug 12, 2021 | Common Stock | SSaleDisposed | −29,682 | $134.71F1 | −$3,998,462.22 | 42,583 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Common Stock | MOption exerciseDisposed | −6,667 | $0.00 | $0 | 0 | Direct | |
| Aug 12, 2021 | Common Stock | MOption exerciseDisposed | −4,495 | $0.00 | $0 | 0 | Direct | |
| Aug 12, 2021 | Common Stock | MOption exerciseDisposed | −11,364 | $0.00 | $0 | 5,682 | Direct | |
| Aug 12, 2021 | Common Stock | MOption exerciseDisposed | −7,156 | $0.00 | $0 | 8,946 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.58 to $137.35 inclusive.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4 reflects a sale by Mr. Gesten of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.