Skip to main content

Ewing D Eugene's Form 4 filing

Compass Diversified Holdings (CODI) · filed Aug 13, 2021

Accession no.
0001209191-21-051367
Filed
Aug 13, 2021
Trade date
Jul 30-Aug 12, 2021
Filing delay
14 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $69.1K. It was filed 14 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ewing D EugeneCIK 0001361035Other: See Remark (a)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 30, 2021Common SharesGGiftDisposed−17,000$0.00$00Indirect
Jul 30, 2021Common SharesGGiftAcquired+17,000$0.00$084,449Direct
Aug 12, 2021Common SharesPPurchaseAcquired+2,511$27.50F2+$69,052.586,960Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.4050 to $27.54, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Referenced by the price of 1 transaction in Table I.

Remarks

(a) Mr. Ewing is a Director of the Company, Sponsor of the Trust.

Read the full filing on SEC EDGAR (opens in a new tab)