Royan Ajay's Form 4 filing
Invivyd, Inc. (IVVD) · filed Aug 12, 2021
- Accession no.
- 0001209191-21-051299
- Filed
- Aug 12, 2021
- Trade date
- Aug 10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market purchases total $33.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Royan AjayCIK 0001875614 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock | CConversionAcquired | +9,244,580 | –F1 | – | 9,244,580 | Indirect | |
| Aug 10, 2021 | Common Stock | PPurchaseAcquired | +1,997,000 | $17.00 | +$33,949,000 | 11,241,580 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock | CConversionDisposed | −6,250,000 | $0.00 | $0 | 0 | Indirect | |
| Aug 10, 2021 | Common Stock | CConversionDisposed | −881,520 | $0.00 | $0 | 0 | Indirect | |
| Aug 10, 2021 | Common Stock | CConversionDisposed | −2,113,060 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Series A Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock automatically converted, without payment of additional consideration, into 5 shares of Common Stock immediately prior to the closing of the Issuer's initial public offering of its Common Stock and had no expiration date.
Referenced by the price of 1 transaction in Table I.