Graass James H's Form 4 filing
Eagle Materials Inc (EXP) · filed Aug 12, 2021
- Accession no.
- 0001209191-21-051181
- Filed
- Aug 12, 2021
- Trade date
- Aug 10-11, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.41M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Graass James HCIK 0001299011 | Officer (EVP & General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock | MOption exerciseAcquired | +5,211 | $87.37 | +$455,285.07 | 55,913 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseAcquired | +1,289 | $81.56 | +$105,130.84 | 57,202 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −6,500 | $150.00 | −$975,000 | 50,702 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −9,245 | $155.00 | −$1,432,975 | 41,457 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock | MOption exerciseDisposed | −5,211 | $0.00 | $0 | 0 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseDisposed | −1,289 | $0.00 | $0 | 13,856 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.