Westbrooks Kristopher R's Form 4 filing
Metallus Inc. (MTUS) · filed Aug 12, 2021
- Accession no.
- 0001209191-21-051158
- Filed
- Aug 12, 2021
- Trade date
- Aug 11, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $251.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Westbrooks Kristopher RCIK 0001638813 | Officer (EVP, Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Common Shares | MOption exerciseAcquired | +15,000 | $5.26 | +$78,900 | 155,350 | Direct | |
| Aug 11, 2021 | Common Shares | SSaleDisposed | −15,000 | $16.76F1 | −$251,400 | 140,350 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Common Shares | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 68,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported is the weighted average sale price for shares sold by the reporting owner on August 11, 2021. Shares were sold at a variety of prices ranging from $16.50 to $16.89.
Referenced by the price of 1 transaction in Table I.