Ranelli John's Form 4 filing
Central Garden & Pet Co (CENT) · filed Aug 11, 2021
- Accession no.
- 0001209191-21-050946
- Filed
- Aug 11, 2021
- Trade date
- Aug 9-10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $103.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ranelli JohnCIK 0001489054 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Class A Common Stock | MOption exerciseAcquired | +5,415 | $36.94 | +$200,030.1 | 10,082 | Indirect | |
| Aug 9, 2021 | Class A Common Stock | FTax withholdingDisposed | −4,623 | $43.27 | −$200,037.21 | 5,459 | Indirect | |
| Aug 10, 2021 | Class A Common Stock | SSaleDisposed | −2,383 | $43.62F3 | −$103,946.46 | 3,076 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Class A Common Stock | MOption exerciseDisposed | −5,415 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The range of prices for the shares of Class A Common Stock is from $43.44 to $44.80. The Reporting Person undertakes that the Reporting Person will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
Referenced by the price of 1 transaction in Table I.