McVey Richard M's Form 4 filing
Marketaxess Holdings IncMKTX · filed Aug 11, 2021
- Accession no.
- 0001209191-21-050861
- Filed
- Aug 11, 2021
- Trade date
- Aug 9-10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions. Open-market sales total $6.50M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McVey Richard MCIK 0001296466 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −2,321 | $483.36F2 | −$1,121,878.56 | 772,739 | Direct | |
| Aug 9, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −5,491 | $484.14F3 | −$2,658,412.74 | 767,248 | Direct | |
| Aug 9, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −2,315 | $485.07F4 | −$1,122,937.05 | 764,933 | Direct | |
| Aug 9, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −490 | $486.15F5 | −$238,213.5 | 764,443 | Direct | |
| Aug 9, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −800 | $487.05F6 | −$389,640 | 763,643 | Direct | |
| Aug 9, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −488 | $489.10F7 | −$238,680.8 | 763,155 | Direct | |
| Aug 9, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −212 | $489.75F8 | −$103,827 | 762,943 | Direct | |
| Aug 10, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −600 | $481.28F9 | −$288,768 | 762,343 | Direct | |
| Aug 10, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −300 | $482.35F10 | −$144,705 | 762,043 | Direct | |
| Aug 10, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −200 | $484.06F11 | −$96,812 | 761,843 | Direct | |
| Aug 10, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −200 | $485.00 | −$97,000 | 761,643 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transactions were executed in multiple trades at prices ranging from $482.64 to $483.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F3
The transactions were executed in multiple trades at prices ranging from $483.66 to $484.65. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F4
The transactions were executed in multiple trades at prices ranging from $484.66 to $485.60. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F5
The transactions were executed in multiple trades at prices ranging from $485.74 to $486.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F6
The transactions were executed in multiple trades at prices ranging from $486.79 to $487.18. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F7
The transactions were executed in multiple trades at prices ranging from $488.60 to $489.58. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F8
The transactions were executed in multiple trades at prices ranging from $489.68 to $489.75. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F9
The transactions were executed in multiple trades at prices ranging from $481.07 to $481.74. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F10
The transactions were executed in multiple trades at prices ranging from $482.16 to $482.55. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F11
The transactions were executed in multiple trades at prices ranging from $483.61 to $484.51. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.