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McVey Richard M's Form 4 filing

Marketaxess Holdings Inc (MKTX) · filed Aug 11, 2021

Accession no.
0001209191-21-050861
Filed
Aug 11, 2021
Trade date
Aug 9-10, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 11 non-derivative transactions and 0 derivative transactions. Open-market sales total $6.50M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McVey Richard MCIK 0001296466Director, Officer (Chairman & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 9, 2021Common Stock, par value $0.003 per shareSSaleDisposed−2,321$483.36−$1,121,878.56772,739Direct
Aug 9, 2021Common Stock, par value $0.003 per shareSSaleDisposed−5,491$484.14−$2,658,412.74767,248Direct
Aug 9, 2021Common Stock, par value $0.003 per shareSSaleDisposed−2,315$485.07−$1,122,937.05764,933Direct
Aug 9, 2021Common Stock, par value $0.003 per shareSSaleDisposed−490$486.15−$238,213.5764,443Direct
Aug 9, 2021Common Stock, par value $0.003 per shareSSaleDisposed−800$487.05−$389,640763,643Direct
Aug 9, 2021Common Stock, par value $0.003 per shareSSaleDisposed−488$489.10−$238,680.8763,155Direct
Aug 9, 2021Common Stock, par value $0.003 per shareSSaleDisposed−212$489.75−$103,827762,943Direct
Aug 10, 2021Common Stock, par value $0.003 per shareSSaleDisposed−600$481.28−$288,768762,343Direct
Aug 10, 2021Common Stock, par value $0.003 per shareSSaleDisposed−300$482.35−$144,705762,043Direct
Aug 10, 2021Common Stock, par value $0.003 per shareSSaleDisposed−200$484.06−$96,812761,843Direct
Aug 10, 2021Common Stock, par value $0.003 per shareSSaleDisposed−200$485.00−$97,000761,643Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)