Viniar David A's Form 4 filing
Goldman Sachs Group Inc (GS) · filed Aug 11, 2021
- Accession no.
- 0001209191-21-050849
- Filed
- Aug 11, 2021
- Trade date
- Aug 9, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $4.02M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Viniar David ACIK 0001090352 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −5,543 | $401.96F1 | −$2,228,064.28 | 651,882 | Direct | |
| Aug 9, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −3,719 | $403.04F2 | −$1,498,905.76 | 648,163 | Direct | |
| Aug 9, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −738 | $403.75F3 | −$297,967.5 | 647,425 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects a weighted average sale price of $401.96 per share, at prices ranging from $401.47 to $402.46 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects a weighted average sale price of $403.04 per share, at prices ranging from $402.48 to $403.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects a weighted average sale price of $403.75 per share, at prices ranging from $403.51 to $403.95 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.