Napolitano Joseph's Form 4 filing
Acadia Realty Trust (AKR) · filed Aug 10, 2021
- Accession no.
- 0001209191-21-050712
- Filed
- Aug 10, 2021
- Trade date
- Aug 9-10, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $215.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Napolitano JosephCIK 0001218913 | Officer (Sr. VP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Shares of Beneficial Interest - $.001 Par Value | CConversionAcquired | +10,000 | $0.00 | $0 | 10,118 | Direct | |
| Aug 10, 2021 | Common Shares of Beneficial Interest - $.001 Par Value | SSaleDisposed | −10,000 | $21.53F1 | −$215,300 | 118 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Shares of Beneficial Interest | CConversionDisposed | −10,000 | $0.00 | $0 | 164,216 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These shares were sold in 36 separate sales transactions at a weighted average sales price of $21.5333. The actual price at which these shares were sold range from $21.43 to $21.66 per share. Mr. Napolitano will provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full, detailed information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.