Pendleton Todd's Form 4 filing
Dolby Laboratories, Inc.DLB · filed Aug 10, 2021
- Accession no.
- 0001209191-21-050669
- Filed
- Aug 10, 2021
- Trade date
- Aug 6, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.36M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pendleton ToddCIK 0001746636 | Officer (SVP, Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Class A Common Stock | MOption exerciseAcquired | +3,750 | $64.60 | +$242,250 | 32,331 | Direct | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −3,750 | $98.10F2 | −$367,875 | 28,581 | Direct | |
| Aug 6, 2021 | Class A Common Stock | MOption exerciseAcquired | +5,653 | $62.43 | +$352,916.79 | 34,234 | Direct | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −5,653 | $98.63F3 | −$557,555.39 | 28,581 | Direct | |
| Aug 6, 2021 | Class A Common Stock | MOption exerciseAcquired | +4,404 | $68.40 | +$301,233.6 | 32,985 | Direct | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −4,404 | $98.19F4 | −$432,428.76 | 28,581 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Class A Common Stock | MOption exerciseDisposed | −3,750 | $0.00 | $0 | 12,750 | Direct | |
| Aug 6, 2021 | Class A Common Stock | MOption exerciseDisposed | −5,653 | $0.00 | $0 | 31,250 | Direct | |
| Aug 6, 2021 | Class A Common Stock | MOption exerciseDisposed | −4,404 | $0.00 | $0 | 25,542 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The shares were sold in multiple transactions at prices ranging from $98.03 to $98.145, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
The shares were sold in multiple transactions at prices ranging from $98.28 to $99.10, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
The shares were sold in multiple transactions at prices ranging from $98.145 to $98.28, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.