Pendleton Todd's Form 4 filing
Dolby Laboratories, Inc. (DLB) · filed Aug 10, 2021
- Accession no.
- 0001209191-21-050669
- Filed
- Aug 10, 2021
- Trade date
- Aug 6, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.36M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pendleton ToddCIK 0001746636 | Officer (SVP, Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Class A Common Stock | MOption exerciseAcquired | +3,750 | $64.60 | +$242,250 | 32,331 | Direct | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −3,750 | $98.10 | −$367,875 | 28,581 | Direct | |
| Aug 6, 2021 | Class A Common Stock | MOption exerciseAcquired | +5,653 | $62.43 | +$352,916.79 | 34,234 | Direct | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −5,653 | $98.63 | −$557,555.39 | 28,581 | Direct | |
| Aug 6, 2021 | Class A Common Stock | MOption exerciseAcquired | +4,404 | $68.40 | +$301,233.6 | 32,985 | Direct | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −4,404 | $98.19 | −$432,428.76 | 28,581 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Class A Common Stock | MOption exerciseDisposed | −3,750 | $0.00 | $0 | 12,750 | Direct | |
| Aug 6, 2021 | Class A Common Stock | MOption exerciseDisposed | −5,653 | $0.00 | $0 | 31,250 | Direct | |
| Aug 6, 2021 | Class A Common Stock | MOption exerciseDisposed | −4,404 | $0.00 | $0 | 25,542 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.