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Ta Associates, L.P.'s Form 4 filing

ZoomInfo Technologies Inc. (GTM) · filed Aug 10, 2021

Accession no.
0001209191-21-050663
Filed
Aug 10, 2021, 5:59 PM ET
Trade date
Aug 6, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 20 non-derivative transactions and 10 derivative transactions. Open-market sales total $527.0M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ta Associates, L.P.CIK 0001034569Director, 10% Owner
TA Atlantic & Pacific VII-A L.P.CIK 0001548681Director, 10% Owner
Ta Investors IV, L.P.CIK 0001578035Director, 10% Owner
Ta XI Do Aiv, L.P.CIK 0001609536Director, 10% Owner
TA XI DO Feeder, L.P.CIK 0001609539Director, 10% Owner
Ta SDF III Do Aiv, L.P.CIK 0001609553Director, 10% Owner
TA SDF III DO Feeder, L.P.CIK 0001609557Director, 10% Owner
TA AP VII-B DO Subsidiary Partnership, L.P.CIK 0001812579Director, 10% Owner
Ta SDF III Do Aiv II, L.P.CIK 0001812605Director, 10% Owner
Ta XI Do Aiv II, L.P.CIK 0001812606Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 6, 2021Class A Common StockCConversionAcquired+5,169,272–F1–5,169,272IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionAcquired+133,447–F1–133,447IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionAcquired+892,729–F1–892,729IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionAcquired+191,984–F1–191,984IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionAcquired+6,375–F1–6,375IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionAcquired+338,043–F1–338,043IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionAcquired+303,282–F1–303,282IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionAcquired+25,499–F10–25,499IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionAcquired+1,352,173–F10–1,352,173IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionAcquired+1,213,130–F10–1,213,130IndirectDuplicate filing
Aug 6, 2021Class A Common StockSSaleDisposed−5,169,272$54.75−$283,017,6420IndirectDuplicate filing
Aug 6, 2021Class A Common StockSSaleDisposed−133,447$54.75−$7,306,223.250IndirectDuplicate filing
Aug 6, 2021Class A Common StockSSaleDisposed−892,729$54.75−$48,876,912.750IndirectDuplicate filing
Aug 6, 2021Class A Common StockSSaleDisposed−191,984$54.75−$10,511,1240IndirectDuplicate filing
Aug 6, 2021Class A Common StockSSaleDisposed−6,375$54.75−$349,031.250IndirectDuplicate filing
Aug 6, 2021Class A Common StockSSaleDisposed−338,043$54.75−$18,507,854.250IndirectDuplicate filing
Aug 6, 2021Class A Common StockSSaleDisposed−303,282$54.75−$16,604,689.50IndirectDuplicate filing
Aug 6, 2021Class A Common StockSSaleDisposed−25,499$54.75−$1,396,070.250IndirectDuplicate filing
Aug 6, 2021Class A Common StockSSaleDisposed−1,352,173$54.75−$74,031,471.750IndirectDuplicate filing
Aug 6, 2021Class A Common StockSSaleDisposed−1,213,130$54.75−$66,418,867.50IndirectDuplicate filing

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 6, 2021Class A Common StockCConversionDisposed−5,169,272$0.00$040,862,728IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionDisposed−133,447$0.00$01,054,886IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionDisposed−892,729$0.00$07,056,955IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionDisposed−191,984$0.00$01,517,624IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionDisposed−6,375$0.00$051,577IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionDisposed−338,043$0.00$02,734,543IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionDisposed−303,282$0.00$02,455,308IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionDisposed−25,499$0.00$0201,564IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionDisposed−1,352,173$0.00$010,688,825IndirectDuplicate filing
Aug 6, 2021Class A Common StockCConversionDisposed−1,213,130$0.00$09,589,703IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.

Referenced by the price of 7 transactions in Table I.

F10

Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.

Referenced by the price of 3 transactions in Table I.

Remarks

Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, Atlantic & Pacific VII-B has filed a separate Form 4.

Read the full filing on SEC EDGAR (opens in a new tab)