TA Atlantic & Pacific VII-B L.P.'s Form 4 filing
ZoomInfo Technologies Inc. (GTM) · filed Aug 10, 2021
- Accession no.
- 0001209191-21-050662
- Filed
- Aug 10, 2021
- Trade date
- Aug 6, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 20 non-derivative transactions and 10 derivative transactions. Open-market sales total $527.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| TA Atlantic & Pacific VII-B L.P.CIK 0001548682 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Class A Common Stock | CConversionAcquired | +5,169,272 | –F1 | – | 5,169,272 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionAcquired | +133,447 | –F1 | – | 133,447 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionAcquired | +892,729 | –F1 | – | 892,729 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionAcquired | +191,984 | –F1 | – | 191,984 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionAcquired | +6,375 | –F1 | – | 6,375 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionAcquired | +338,043 | –F1 | – | 338,043 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionAcquired | +303,282 | –F1 | – | 303,282 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionAcquired | +25,499 | –F10 | – | 25,499 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionAcquired | +1,352,173 | –F10 | – | 1,352,173 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionAcquired | +1,213,130 | –F10 | – | 1,213,130 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −5,169,272 | $54.75 | −$283,017,642 | 0 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −133,447 | $54.75 | −$7,306,223.25 | 0 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −892,729 | $54.75 | −$48,876,912.75 | 0 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −191,984 | $54.75 | −$10,511,124 | 0 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −6,375 | $54.75 | −$349,031.25 | 0 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −338,043 | $54.75 | −$18,507,854.25 | 0 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −303,282 | $54.75 | −$16,604,689.5 | 0 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −25,499 | $54.75 | −$1,396,070.25 | 0 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −1,352,173 | $54.75 | −$74,031,471.75 | 0 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −1,213,130 | $54.75 | −$66,418,867.5 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Class A Common Stock | CConversionDisposed | −5,169,272 | $0.00 | $0 | 40,862,728 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionDisposed | −133,447 | $0.00 | $0 | 1,054,886 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionDisposed | −892,729 | $0.00 | $0 | 7,056,955 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionDisposed | −191,984 | $0.00 | $0 | 1,517,624 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionDisposed | −6,375 | $0.00 | $0 | 51,577 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionDisposed | −338,043 | $0.00 | $0 | 2,734,543 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionDisposed | −303,282 | $0.00 | $0 | 2,455,308 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionDisposed | −25,499 | $0.00 | $0 | 201,564 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionDisposed | −1,352,173 | $0.00 | $0 | 10,688,825 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | CConversionDisposed | −1,213,130 | $0.00 | $0 | 9,589,703 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.
Referenced by the price of 7 transactions in Table I.
- F10
Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.
Referenced by the price of 3 transactions in Table I.
Remarks
Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, TA Associates, L.P., XI DO, SDF III Feeder, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II have filed a separate Form 4.