Waring Sumner J III's Form 4 filing
Service Corp International (SCI) · filed Aug 10, 2021
- Accession no.
- 0001209191-21-050543
- Filed
- Aug 10, 2021
- Trade date
- Aug 6-10, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $9.76M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Waring Sumner J IIICIK 0001243198 | Officer (Sr.VP& Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Common Stock | MOption exerciseAcquired | +1,700 | $29.25 | +$49,725 | 330,032 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −1,700 | $64.33F1 | −$109,361 | 328,332 | Direct | |
| Aug 9, 2021 | Common Stock | MOption exerciseAcquired | +79,338 | $29.25 | +$2,320,636.5 | 407,670 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −79,338 | $64.23F2 | −$5,095,879.74 | 328,332 | Direct | |
| Aug 9, 2021 | Common Stock | MOption exerciseAcquired | +70,900 | $37.53 | +$2,660,877 | 399,232 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −70,900 | $64.23F2 | −$4,553,907 | 328,332 | Direct | |
| Aug 10, 2021 | Common Stock | GGiftDisposed | −1,550 | $0.00 | $0 | 326,782 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Common Stock | MOption exerciseAcquired | +1,700 | $0.00 | $0 | 79,338 | Direct | |
| Aug 9, 2021 | Common Stock | MOption exerciseAcquired | +79,338 | $0.00 | $0 | 0 | Direct | |
| Aug 9, 2021 | Common Stock | MOption exerciseAcquired | +70,900 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold in multiple transactions at prices ranging from $64.2750 to $64.3500 per share on August 06, 2021. The $64.3297 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
Referenced by the price of 1 transaction in Table I.
- F2
The shares were sold in multiple transactions at prices ranging from $64.2000 to $64.3150 per share on August 09, 2021. The $64.2333 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
Referenced by the price of 2 transactions in Table I.